SEC Form 4 · accession 0001209191-15-081203
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Beaver III
Officer — Chief Financial Officer
Period of report
Nov 19, 2015
Accepted (ET)
Nov 19, 2015 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (See Footnote 1)F1,F3 | Nov 19, 2015 | J | 88 | $0.00 | A | 4,518 | D | |
| Common Stock (Held jointly with Mother)F3 | Nov 19, 2015 | J | 20 | $0.00 | A | 1,020 | D | |
| Common Stock (See Footnote 4)F4,F3 | Nov 19, 2015 | J | 62 | $0.00 | A | 3,176 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for Pershing LLC Safekeeper for R. David Beaver, III & Emily N. Beaver Ten in Com
- F2Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-19-2015 as of Record Date 11-03-2015. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- F3No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-19-2015 as of Record Date 11-03-2015.
- F4Held by Cede & Co., Depository for IRA FBO R. David Beaver, III Pershing LLC As Custodian