SEC Form 4 · accession 0001209191-15-047016
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nadine B Bowers
Director
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 12:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Held by Self) | May 22, 2015 | P | 2,002 | $3.10 | A | 9,038 | D | |
| Common Stock (Held by Spouse) | May 22, 2015 | P | 1,736 | $3.05 | A | 5,365 | I | By Spouse of Reporting Person Solely |
| Common Stock (See Footnote 1)F1 | holding | — | — | — | 10,855 | D | ||
| Common Stock (See Footnote 2)F2 | holding | — | — | — | 2,060 | D | ||
| Common Stock (See Footnote 3)F3 | holding | — | — | — | 41 | D | ||
| Common Stock (See Footnote 4)F4 | holding | — | — | — | 5,143 | I | By Pershing LLC Safekeeper for Allen H. Bowers (Spouse of Reporting Person) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for Pershing LLC Safekeeper for Nadine B. Bowers
- F2Held by Cede & Co., Depository for PTC Custodian FBO Nadine B. Bowers - IRA
- F3Held by Cede & Co., Depository for Pershing LLC Custodian FBO Nadine B. Bowers - IRA
- F4Held by Cede & Co., Depository for Pershing LLC Safekeeper for Allen H. Bowers