SEC Form 4 · accession 0001209191-15-042095
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Roy Lookabill Jr.
Director
Period of report
May 12, 2015
Accepted (ET)
May 13, 2015 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (See Footnote 1)F1 | holding | — | — | — | 841 | D | ||
| Common Stock (Held by Self) | holding | — | — | — | 1,951 | D | ||
| Common Stock (See Footnote 2)F2 | holding | — | — | — | 321 | I | By Self As Custodian for Minor Grandchild | |
| Common Stock (See Footnote 2)F2 | holding | — | — | — | 674 | I | By Self As Custodian for Minor Grandchild | |
| Common Stock (See Footnote 2)F2 | holding | — | — | — | 555 | I | By Self As Custodian for Minor Grandchild | |
| Common Stock (Held jointly with Spouse) | holding | — | — | — | 3,992 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for E*trade Safekeeper for Lee Roy Lookabill, Jr.
- F2Held by Self as Custodian for Minor Grandchild