SEC Form 4 · accession 0001209191-15-030662
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger L Dick
Officer — President/CEO of UCC
Period of report
Mar 31, 2015
Accepted (ET)
Apr 1, 2015 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (See Footnote 1)F1 | Mar 31, 2015 | P | 3,154 | $3.30 | A | 62,506 | D | |
| Common Stock (See Footnote 1)F1 | Mar 31, 2015 | P | 1,000 | $3.35 | A | 63,506 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian