SEC Form 4 · accession 0001193125-26-400439
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brooke L Senter
Officer — Chief People Officer
Period of report
Sep 22, 2026
Accepted (ET)
Sep 24, 2026 · 10:44 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Sep 22, 2026 | J | 45,071 | $0.00 | A | 53,217 | D | |
| Common StockF4,F5 | Sep 22, 2026 | J | 45,071 | $0.00 | D | 0 | D | |
| Common StockF6 | holding | — | — | — | 1,562 | D | ||
| Common StockF7 | holding | — | — | — | 2,465 | I | Held by Roth IRA FBO Spouse of Reporting Person Soley | |
| Common StockF8 | holding | — | — | — | 1,027 | I | Held by Mother-in-Law Custodian for Daughter | |
| Common StockF8 | holding | — | — | — | 12 | I | Held by Mother-in-Law Custodian for Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by charles SCHWAB & Co Inc Safekeeper for The Senter Living Trust UAD 12/04/25 Neil Bentley Senter & Brooke Laton Senter TTEES
- F2Transfer of shares from a trust brokerage safekeeper account held by Cede & Co., Depository for Pershing, LLC to a trust brokerage safekeeper account held by charles SCHWAB & Co Inc.
- F3No money was paid by the shareholder(s) for the Acquired shares. The shares were acquired as result of a transfer of shares from a trust brokerage safekeeper account held by Cede & Co., Depository for Pershing, LLC to a trust brokerage safekeeper account held by charles SCHWAB & Co Inc.
- F4Held by Cede & Co., Depository for Pershing, LLC Safekeeper for The Senter Living Trust UAD 12/04/25 Neil Bentley Senter & Brooke Laton Senter TTEES
- F5No money was received by the shareholder(s) for the Disposed shares. The shares were disposed of as result of a transfer of shares from a trust brokerage safekeeper account held by Cede & Co., Depository for Pershing, LLC to a trust brokerage safekeeper account held by charles SCHWAB & Co Inc.
- F6Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA
- F7Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA
- F8Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter