SEC Form 4 · accession 0001181431-15-001324
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Talley
Officer — Pres Strategic Investment Adv
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (See Footnote 1)F1 | holding | — | — | — | 11,217 | D | ||
| Common Stock (See Footnote 2)F2 | holding | — | — | — | 538 | D | ||
| Common Stock (See Footnote 3)F3 | holding | — | — | — | 904 | I | By IRA FBO Kellie A. Talley (Spouse of Reporting Person) Pershing LLC As Custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for IRA FBO Jeffrey M. Talley Pershing LLC As Custodian
- F2Held by Cede & Co., Depository for Pershing LLC Safekeeper for Jeffrey M. Talley & Kellie A. Talley Jt Ten
- F3Held by Cede & Co., Depository for IRA FBO Kellie A. Talley Pershing LLC As Custodian