SEC Form 3 · accession 0001209191-19-017262

SHERWIN WILLIAMS CO · SHW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Robert F Lynch

Officer — President, Consumer Brands Grp

Period of report

Mar 1, 2019

Accepted (ET)

Mar 6, 2019 · 1:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000089800

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—	—	14,744	D
Common Stock^F1	holding	—	—	—	5,735	I	Stock Plan
Common Stock^F2	holding	—	—	—	3	I	By Daughter

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Units^F3	$0.00	holding	—	—	—	—	—	Common Stock	493	—	D
Employee Stock Option (Right to Buy)	$180.46	holding	—	—	—	Oct 16, 2016	Oct 15, 2023	Common Stock	554	—	D
Employee Stock Option (Right to Buy)	$227.73	holding	—	—	—	Oct 22, 2016	Oct 21, 2024	Common Stock	1,333	—	D
Employee Stock Option (Right to Buy)	$227.73	holding	—	—	—	Oct 22, 2017	Oct 21, 2024	Common Stock	1,333	—	D
Employee Stock Option (Right to Buy)	$239.55	holding	—	—	—	Oct 16, 2016	Oct 15, 2025	Common Stock	1,367	—	D
Employee Stock Option (Right to Buy)	$239.55	holding	—	—	—	Oct 16, 2017	Oct 15, 2025	Common Stock	1,367	—	D
Employee Stock Option (Right to Buy)	$239.55	holding	—	—	—	Oct 16, 2018	Oct 15, 2025	Common Stock	1,366	—	D
Employee Stock Option (Right to Buy)	$270.12	holding	—	—	—	Oct 18, 2017	Oct 17, 2026	Common Stock	1,500	—	D
Employee Stock Option (Right to Buy)	$270.12	holding	—	—	—	Oct 18, 2018	Oct 17, 2026	Common Stock	1,500	—	D
Employee Stock Option (Right to Buy)	$270.12	holding	—	—	—	Oct 18, 2019	Oct 17, 2026	Common Stock	1,500	—	D
Employee Stock Option (Right to Buy)	$383.92	holding	—	—	—	Oct 18, 2018	Oct 17, 2027	Common Stock	1,234	—	D
Employee Stock Option (Right to Buy)	$383.92	holding	—	—	—	Oct 18, 2019	Oct 17, 2027	Common Stock	1,233	—	D
Employee Stock Option (Right to Buy)	$383.92	holding	—	—	—	Oct 18, 2020	Oct 17, 2027	Common Stock	1,233	—	D
Employee Stock Option (Right to Buy)	$410.54	holding	—	—	—	Oct 17, 2019	Oct 16, 2028	Common Stock	900	—	D
Employee Stock Option (Right to Buy)	$410.54	holding	—	—	—	Oct 17, 2020	Oct 16, 2028	Common Stock	900	—	D
Employee Stock Option (Right to Buy)	$410.54	holding	—	—	—	Oct 17, 2021	Oct 16, 2028	Common Stock	900	—	D

Explanation of responses

F1Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 03/01/2019 statement.
F2The reporting person disclaims beneficial ownership of the shares held by his daughter.
F3Represents the number of phantom stock units that were acquired by the reporting person (in exempt transactions) under The Sherwin-Williams Company Deferred Compensation Savings and Pension Equalization Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable in cash generally upon the reporting person's retirement or other termination of service. The phantom stock units have dividend equivalent rights.

Remarks

Exhibit 24, Power of Attorney, is attached.