SEC Form 4 · accession 0001209191-19-011025
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen J Mistysyn
Officer — SVP - Finance & CFO
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | M | 613 | $180.46 | A | 10,599 | D | |
| Common Stock | Feb 14, 2019 | M | 2,261 | $227.73 | A | 12,860 | D | |
| Common StockF1 | Feb 14, 2019 | S | 2,874 | $433.90 | D | 9,986 | D | |
| Common Stock | Feb 15, 2019 | M | 417 | $239.55 | A | 10,403 | D | |
| Common Stock | Feb 15, 2019 | F | 228 | $436.73 | D | 10,175 | D | |
| Common Stock | Feb 15, 2019 | A | 1,403 | $0.00 | A | 11,578 | D | |
| Common Stock | Feb 15, 2019 | F | 516 | $436.95 | D | 11,062 | D | |
| Common StockF4 | holding | — | — | — | 188 | I | Stock Plan | |
| Common StockF5 | holding | — | — | — | 1,332 | I | By Spouse | |
| Common StockF6 | holding | — | — | — | 3,745 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $180.46 | Feb 14, 2019 | M | 613 | D | Oct 16, 2016 | Oct 15, 2023 | Common Stock | 613 | 0 | D |
| Employee Stock Option (Right to Buy) | $227.73 | Feb 14, 2019 | M | 900 | D | Oct 22, 2015 | Oct 21, 2024 | Common Stock | 900 | 0 | D |
| Employee Stock Option (Right to Buy) | $227.73 | Feb 14, 2019 | M | 900 | D | Oct 22, 2016 | Oct 21, 2024 | Common Stock | 900 | 0 | D |
| Employee Stock Option (Right to Buy) | $227.73 | Feb 14, 2019 | M | 461 | D | Oct 22, 2017 | Oct 21, 2024 | Common Stock | 461 | 0 | D |
| Employee Stock Option (Right to Buy) | $239.55 | Feb 15, 2019 | M | 417 | D | Oct 16, 2018 | Oct 15, 2025 | Common Stock | 417 | 583 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $433.86 to $433.97 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2Represents the vesting of performance-based restricted stock units previously granted to the reporting person under The Sherwin-Williams Company 2006 Equity and Performance Incentive Plan for the 2016-2018 performance period.
- F3Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of performance-based restricted stock units.
- F4Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2018 statement.
- F5The reporting person disclaims beneficial ownership of the shares held by his spouse.
- F6Represents the number of shares of common stock attributable to the reporting person's spouse's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2018 statement. The reporting person disclaims beneficial ownership of the shares held by his spouse.