SEC Form 4 · accession 0001209191-17-062243
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen J Mistysyn
Officer — SVP - Finance & CFO
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 8:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 647 | $154.4325 | A | 9,924 | D | |
| Common Stock | Nov 21, 2017 | M | 554 | $180.46 | A | 10,478 | D | |
| Common StockF1 | Nov 21, 2017 | F | 514 | $388.77 | D | 9,964 | D | |
| Common StockF2 | holding | — | — | — | 145 | I | Stock Plan | |
| Common StockF3 | holding | — | — | — | 1,332 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 3,706 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $154.4325 | Nov 21, 2017 | M | 647 | D | Oct 17, 2015 | Oct 16, 2022 | Common Stock | 647 | 0 | D |
| Employee Stock Option (Right to Buy) | $180.46 | Nov 21, 2017 | M | 554 | D | Oct 16, 2016 | Oct 15, 2023 | Common Stock | 554 | 613 | D |
Explanation of responses
- F1Of shares listed, 1,050 are restricted stock units.
- F2Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 09/30/2017 statement.
- F3The reporting person disclaims beneficial ownership of the shares held by his spouse.
- F4Represents the number of shares of common stock attributable to the reporting person's spouse's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 09/30/2017 statement. The reporting person disclaims beneficial ownership of the shares held by his spouse.