SEC Form 3 · accession 0001209191-17-038699
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheri M Phyfer
Officer — President-Consumer Brands Grp
Period of report
Jun 1, 2017
Accepted (ET)
Jun 9, 2017 · 9:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 14,365 | D | ||
| Common StockF2 | holding | — | — | — | 6,160 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $227.73 | holding | — | — | — | Oct 22, 2015 | Oct 21, 2024 | Common Stock | 1,767 | — | D |
| Employee Stock Option (Right to Buy) | $227.73 | holding | — | — | — | Oct 22, 2016 | Oct 21, 2024 | Common Stock | 1,767 | — | D |
| Employee Stock Option (Right to Buy) | $227.73 | holding | — | — | — | Oct 22, 2017 | Oct 21, 2024 | Common Stock | 1,766 | — | D |
| Employee Stock Option (Right to Buy) | $239.55 | holding | — | — | — | Oct 16, 2016 | Oct 15, 2025 | Common Stock | 1,934 | — | D |
| Employee Stock Option (Right to Buy) | $239.55 | holding | — | — | — | Oct 16, 2017 | Oct 15, 2025 | Common Stock | 1,933 | — | D |
| Employee Stock Option (Right to Buy) | $239.55 | holding | — | — | — | Oct 16, 2018 | Oct 15, 2025 | Common Stock | 1,933 | — | D |
| Employee Stock Option (Right to Buy) | $270.12 | holding | — | — | — | Oct 18, 2017 | Oct 17, 2026 | Common Stock | 2,034 | — | D |
| Employee Stock Option (Right to Buy) | $270.12 | holding | — | — | — | Oct 18, 2018 | Oct 17, 2026 | Common Stock | 2,033 | — | D |
| Employee Stock Option (Right to Buy) | $270.12 | holding | — | — | — | Oct 18, 2019 | Oct 17, 2026 | Common Stock | 2,033 | — | D |
Explanation of responses
- F1Of shares listed, 650 are restricted stock units.
- F2Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 6/1/2017 statement.