SEC Form 4 · accession 0001209191-17-032924
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel D. Baxter
Officer — Pres. & GM, Glob. Supply Chain
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 9:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2017 | M | 5,470 | $180.46 | A | 8,523 | D | |
| Common Stock | May 15, 2017 | S | 5,470 | $335.50 | D | 3,053 | D | |
| Common StockF1 | May 15, 2017 | G | 227 | $0.00 | D | 2,826 | D | |
| Common StockF2 | holding | — | — | — | 7,100 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $180.46 | May 15, 2017 | M | 2,167 | D | Oct 16, 2014 | Oct 15, 2023 | Common Stock | 2,167 | 0 | D |
| Employee Stock Option (Right to Buy) | $180.46 | May 15, 2017 | M | 2,166 | D | Oct 16, 2015 | Oct 15, 2023 | Common Stock | 2,166 | 0 | D |
| Employee Stock Option (Right to Buy) | $180.46 | May 15, 2017 | M | 1,137 | D | Oct 16, 2016 | Oct 15, 2023 | Common Stock | 1,137 | 476 | D |
Explanation of responses
- F1Of shares listed, 725 are restricted stock units.
- F2Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 03/31/2017 statement.