SEC Form 4 · accession 0001209191-17-028050
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine M Kilbane
Officer — SVP, Gen. Counsel & Secretary
Period of report
Apr 21, 2017
Accepted (ET)
Apr 25, 2017 · 9:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 21, 2017 | M | 10,000 | $157.90 | A | 16,635 | D | |
| Common Stock | Apr 21, 2017 | M | 7,500 | $180.46 | A | 24,135 | D | |
| Common Stock | Apr 21, 2017 | M | 4,600 | $227.73 | A | 28,735 | D | |
| Common Stock | Apr 21, 2017 | M | 2,434 | $239.55 | A | 31,169 | D | |
| Common Stock | Apr 21, 2017 | F | 926 | $323.63 | D | 30,243 | D | |
| Common StockF1 | Apr 21, 2017 | S | 15,900 | $324.28 | D | 14,343 | D | |
| Common StockF2,F3 | Apr 21, 2017 | S | 6,735 | $324.91 | D | 7,608 | D | |
| Common StockF4 | holding | — | — | — | 171 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $157.90 | Apr 21, 2017 | M | 3,334 | D | Jan 7, 2014 | Jan 6, 2023 | Common Stock | 3,334 | 0 | D |
| Employee Stock Option (Right to Buy) | $157.90 | Apr 21, 2017 | M | 3,333 | D | Jan 7, 2015 | Jan 6, 2023 | Common Stock | 3,333 | 0 | D |
| Employee Stock Option (Right to Buy) | $157.90 | Apr 21, 2017 | M | 3,333 | D | Jan 7, 2016 | Jan 6, 2023 | Common Stock | 3,333 | 0 | D |
| Employee Stock Option (Right to Buy) | $180.46 | Apr 21, 2017 | M | 2,500 | D | Oct 16, 2014 | Oct 15, 2023 | Common Stock | 2,500 | 0 | D |
| Employee Stock Option (Right to Buy) | $180.46 | Apr 21, 2017 | M | 2,500 | D | Oct 16, 2015 | Oct 15, 2023 | Common Stock | 2,500 | 0 | D |
| Employee Stock Option (Right to Buy) | $180.46 | Apr 21, 2017 | M | 2,500 | D | Oct 16, 2016 | Oct 15, 2023 | Common Stock | 2,500 | 0 | D |
| Employee Stock Option (Right to Buy) | $227.73 | Apr 21, 2017 | M | 2,300 | D | Oct 22, 2015 | Oct 21, 2024 | Common Stock | 2,300 | 0 | D |
| Employee Stock Option (Right to Buy) | $227.73 | Apr 21, 2017 | M | 2,300 | D | Oct 22, 2016 | Oct 21, 2024 | Common Stock | 2,300 | 0 | D |
| Employee Stock Option (Right to Buy) | $239.55 | Apr 21, 2017 | M | 2,434 | D | Oct 16, 2016 | Oct 15, 2025 | Common Stock | 2,434 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.73 to $324.72 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.73 to $325.14 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3Of shares listed, 2,400 are restricted stock units.
- F4Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 3/31/2017 statement.