SEC Form 4 · accession 0001209191-17-009067
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen J Mistysyn
Officer — SVP - Finance & CFO
Period of report
Feb 8, 2017
Accepted (ET)
Feb 9, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | M | 815 | $154.4325 | A | 1,980 | I | By spouse |
| Common Stock | Feb 8, 2017 | M | 591 | $180.46 | A | 2,571 | I | By spouse |
| Common Stock | Feb 8, 2017 | M | 186 | $227.73 | A | 2,757 | I | By spouse |
| Common Stock | Feb 8, 2017 | S | 186 | $302.22 | D | 2,571 | I | By spouse |
| Common StockF2 | Feb 8, 2017 | S | 956 | $303.74 | D | 1,615 | I | By spouse |
| Common StockF3 | holding | — | — | — | 9,861 | D | ||
| Common StockF4 | holding | — | — | — | 91 | I | Stock Plan | |
| Common StockF5 | holding | — | — | — | 3,631 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $154.4325 | Feb 8, 2017 | M | 327 | D | Oct 17, 2014 | Oct 16, 2022 | Common Stock | 327 | 0 | I |
| Employee Stock Option (Right to Buy) | $154.4325 | Feb 8, 2017 | M | 488 | D | Oct 17, 2015 | Oct 16, 2022 | Common Stock | 488 | 0 | I |
| Employee Stock Option (Right to Buy) | $180.46 | Feb 8, 2017 | M | 136 | D | Oct 16, 2014 | Oct 15, 2023 | Common Stock | 136 | 0 | I |
| Employee Stock Option (Right to Buy) | $180.46 | Feb 8, 2017 | M | 136 | D | Oct 16, 2015 | Oct 15, 2023 | Common Stock | 136 | 0 | I |
| Employee Stock Option (Right to Buy) | $180.46 | Feb 8, 2017 | M | 319 | D | Oct 16, 2016 | Oct 15, 2023 | Common Stock | 319 | 0 | I |
| Employee Stock Option (Right to Buy) | $227.73 | Feb 8, 2017 | M | 186 | D | Oct 22, 2016 | Oct 21, 2024 | Common Stock | 186 | 0 | I |
Explanation of responses
- F1Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.
- F2Of shares listed, 570 are restricted stock and 95 are restricted stock units, which were acquired by the reporting person's spouse prior to their marriage in late 2016. The reporting person disclaims beneficial ownership of the shares held by his spouse.
- F3Of shares listed, 1,750 are restricted stock and 1,050 are restricted stock units.
- F4Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2016 statement.
- F5Represents the number of shares of common stock attributable to the reporting person's spouse's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2016 statement. The reporting person disclaims beneficial ownership of the shares held by his spouse.