SEC Form 4 · accession 0001209191-17-002925
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Kadien
Director
Period of report
Jan 6, 2017
Accepted (ET)
Jan 9, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 6, 2017 | A | 61 | $277.55 | A | 2,643 | I | Deferred Plan |
| Common Stock | holding | — | — | — | 3,740 | I | By Living Trust | |
| Common StockF3 | holding | — | — | — | 1,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF4,F5 | — | Jan 6, 2017 | A | 61 | A | — | — | Common Stock | 61 | 2,627 | D |
Explanation of responses
- F1Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares.
- F2Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan.
- F3Of shares listed, 201 are restricted stock and 799 are restricted stock units.
- F4Represents the number of shares of phantom stock acquired by the reporting person (in an exempt transaction) under the Director Deferred Fee Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash generally upon the reporting person's retirement.
- F5Includes phantom stock acquired pursuant to the dividend reinvestment feature of the plan.