SEC Form 4 · accession 0001209191-16-152838
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Connor
Officer — Executive Chairman · Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 2, 2016 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | M | 554 | $180.46 | A | 456,216 | D | |
| Common StockF2 | holding | — | — | — | 49,497 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $180.46 | Dec 1, 2016 | M | 554 | D | Oct 16, 2016 | Oct 15, 2023 | Common Stock | 554 | 23,113 | D |
Explanation of responses
- F1Of shares listed, 37,000 are restricted stock and 19,500 are restricted stock units.
- F2Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/30/2016 statement.