SEC Form 4 · accession 0001209191-16-151470
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel D. Baxter
Officer — Pres. & GM, Glob. Supply Chain
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2016 | M | 554 | $180.46 | A | 5,048 | D | |
| Common StockF2 | holding | — | — | — | 7,012 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $180.46 | Nov 18, 2016 | M | 554 | D | Oct 16, 2016 | Oct 15, 2023 | Common Stock | 554 | 1,613 | D |
Explanation of responses
- F1Of shares listed, 3,250 are restricted stock and 725 are restricted stock units.
- F2Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 09/30/2016 statement.