SEC Form 4 · accession 0001209191-16-146444
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Wells
Officer — SVP-Corp Comm & Public Affairs
Period of report
Oct 18, 2016
Accepted (ET)
Oct 20, 2016 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 18, 2016 | A | 1,686 | $0.00 | A | 18,805 | D | |
| Common StockF3 | holding | — | — | — | 1,651 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $270.12 | Oct 18, 2016 | A | 4,500 | A | — | Oct 17, 2026 | Common Stock | 4,500 | 4,500 | D |
Explanation of responses
- F1Grant of restricted stock units under the 2006 Equity and Performance Incentive Plan.
- F2Of shares listed, 1,750 are restricted stock and 2,736 are restricted stock units.
- F3Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 09/30/2016 statement.
- F4The option vests in three equal annual installments beginning on October 18, 2017.