SEC Form 4 · accession 0001209191-16-134732
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Morikis
Officer — President & CEO · Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 30,353 | $154.4325 | A | 119,804 | D | |
| Common Stock | Aug 1, 2016 | S | 4,139 | $297.20 | D | 115,665 | D | |
| Common StockF1 | Aug 1, 2016 | S | 26,214 | $299.00 | D | 89,451 | D | |
| Common StockF2 | holding | — | — | — | 17,333 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $154.4325 | Aug 1, 2016 | M | 10,334 | D | Oct 17, 2013 | Oct 16, 2022 | Common Stock | 10,334 | 0 | D |
| Employee Stock Option (Right to Buy) | $154.4325 | Aug 1, 2016 | M | 10,333 | D | Oct 17, 2014 | Oct 16, 2022 | Common Stock | 10,333 | 0 | D |
| Employee Stock Option (Right to Buy) | $154.4325 | Aug 1, 2016 | M | 9,686 | D | Oct 17, 2015 | Oct 16, 2022 | Common Stock | 9,686 | 0 | D |
Explanation of responses
- F1Of shares listed, 11,500 are restricted stock and 6,000 are restricted stock units.
- F2Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 06/30/2016 statement.