SEC Form 4 · accession 0001209191-16-120673
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Sewell
Officer — President, Global Finishes Grp
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 2:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 3,200 | $154.4325 | A | 13,115 | D | |
| Common StockF1,F2 | May 16, 2016 | S | 4,598 | $297.39 | D | 8,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $154.4325 | May 16, 2016 | M | 2,334 | D | Oct 17, 2013 | Oct 16, 2022 | Common Stock | 2,334 | 0 | D |
| Employee Stock Option (Right to Buy) | $154.4325 | May 16, 2016 | M | 866 | D | Oct 17, 2014 | Oct 16, 2022 | Common Stock | 866 | 1,467 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $297.32 to $297.50 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2Of shares listed, 2,500 are restricted stock and 1,950 are restricted stock units.