SEC Form 4 · accession 0001209191-15-082723
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Connor
Officer — Chairman and CEO · Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 8:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | G | 17,620 | $0.00 | D | 469,751 | D | |
| Common StockF1 | Nov 30, 2015 | M | 647 | $154.4325 | A | 470,398 | D | |
| Common StockF2 | holding | — | — | — | 49,497 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $154.4325 | Nov 30, 2015 | M | 647 | D | Oct 17, 2015 | Oct 16, 2022 | Common Stock | 647 | 32,686 | D |
Explanation of responses
- F1Of shares listed, 68,200 are restricted stock, 19,500 are restricted stock units and 500.07 are owned pursuant to the Dividend Reinvestment Plan per the trustee's 9/30/2015 statement.
- F2Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/30/2015 statement.