SEC Form 4 · accession 0001209191-15-079655
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen J Mistysyn
Officer — SVP-Corporate Controller
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2015 | M | 1,377 | $72.62 | A | 9,821 | D | |
| Common Stock | Nov 10, 2015 | M | 1,277 | $78.255 | A | 11,098 | D | |
| Common StockF1 | Nov 10, 2015 | F | 754 | $264.78 | D | 10,344 | D | |
| Common StockF2 | holding | — | — | — | 56 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $72.62 | Nov 10, 2015 | M | 1,377 | D | Oct 19, 2013 | Oct 18, 2020 | Common Stock | 1,377 | 0 | D |
| Employee Stock Option (Right to Buy) | $78.255 | Nov 10, 2015 | M | 1,277 | D | Oct 19, 2014 | Oct 18, 2021 | Common Stock | 1,277 | 0 | D |
Explanation of responses
- F1Of shares listed, 3,175 are restricted stock and 1,050 are restricted stock units. Since the date of the reporting person's last ownership report showing non-derivative securities beneficially owned, he transferred 7,840 shares of Sherwin-Williams common stock to his ex-wife pursuant to a domestic relations order.
- F2Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/30/2015 statement.