SEC Form 4 · accession 0001209191-15-008153
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean P Hennessy
Officer — SVP-Finance & CFO
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 1:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | M | 28,723 | $78.255 | A | 105,203 | D | |
| Common StockF1 | Jan 30, 2015 | S | 28,125 | $273.95 | D | 77,078 | D | |
| Common StockF2,F3 | Jan 30, 2015 | S | 598 | $274.79 | D | 76,480 | D | |
| Common StockF4 | holding | — | — | — | 18,685 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $78.255 | Jan 30, 2015 | M | 10,000 | D | Oct 19, 2012 | Oct 18, 2021 | Common Stock | 10,000 | 0 | D |
| Common Stock | $78.255 | Jan 30, 2015 | M | 10,000 | D | Oct 19, 2013 | Oct 18, 2021 | Common Stock | 10,000 | 0 | D |
| Common Stock | $78.255 | Jan 30, 2015 | M | 8,723 | D | Oct 19, 2014 | Oct 18, 2021 | Common Stock | 8,723 | 1,277 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.75 to $274.74 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.75 to $274.85 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3Of shares listed, 27,500 are restricted.
- F4Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2014 statement.