SEC Form 4 · accession 0001104659-17-009896
SANMINA CORP · SANM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jure Sola
Officer — Chairman and CEO · Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | M | 104,662 | $2.94 | A | 313,317 | D | |
| Common StockF1 | Feb 14, 2017 | S | 104,662 | $40.5164 | D | 208,655 | D | |
| Common Stock | Feb 15, 2017 | M | 62,005 | $2.94 | A | 270,660 | D | |
| Common StockF2 | Feb 15, 2017 | S | 62,005 | $40.6822 | D | 208,655 | D | |
| Common Stock | holding | — | — | — | 243,072 | I | Sola 2012 Heritage Trust | |
| Common Stock | holding | — | — | — | 210,829 | I | Sola Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F3 | $2.94 | Feb 14, 2017 | M | 104,662 | D | — | Nov 17, 2018 | Common Stock | 104,662 | 0 | D |
| Non Qualified Stock Option (right to buy)F3 | $2.94 | Feb 15, 2017 | M | 62,005 | D | — | Nov 17, 2018 | Common Stock | 62,005 | 0 | D |
Explanation of responses
- F1THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.40 TO $40.65 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.
- F2THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.50 TO $40.85 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.
- F3AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.