SEC Form 4 · accession 0001104659-17-007419
SANMINA CORP · SANM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Robert Anderson
Officer — SVP & Corp Controller
Period of report
Feb 7, 2017
Accepted (ET)
Feb 8, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | M | 15,833 | $15.475 | A | 32,833 | D | |
| Common StockF1 | Feb 7, 2017 | S | 15,833 | $39.9753 | D | 17,000 | D | |
| Common Stock | Feb 7, 2017 | M | 35,000 | $8.62 | A | 52,000 | D | |
| Common StockF1 | Feb 7, 2017 | S | 35,000 | $39.9753 | D | 17,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $15.475 | Feb 7, 2017 | M | 15,833 | D | — | Nov 15, 2023 | Common Stock | 15,833 | 0 | D |
| Non Qualified Stock Option (right to buy)F2 | $8.62 | Feb 7, 2017 | M | 35,000 | D | — | Nov 15, 2022 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.50 TO $40.45 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.
- F2AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.