SEC Form 4 · accession 0001104659-16-158905
SANMINA CORP · SANM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Goldsberry
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 6,367 | $11.85 | A | 35,872 | D | |
| Common StockF1 | Nov 21, 2016 | S | 6,367 | $31.7615 | D | 29,505 | D | |
| Common Stock | Nov 21, 2016 | M | 800 | $11.58 | A | 30,305 | D | |
| Common StockF1 | Nov 21, 2016 | S | 800 | $31.7615 | D | 29,505 | D | |
| Common Stock | Nov 21, 2016 | M | 4,820 | $15.91 | A | 34,325 | D | |
| Common StockF2 | Nov 21, 2016 | S | 4,820 | $31.8778 | D | 29,505 | D | |
| Common Stock | Nov 21, 2016 | M | 1,667 | $17.29 | A | 31,172 | D | |
| Common StockF2 | Nov 21, 2016 | S | 1,667 | $31.8778 | D | 29,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F3 | $11.85 | Nov 21, 2016 | M | 6,367 | D | — | Mar 15, 2023 | Common Stock | 6,367 | 0 | D |
| Non Qualified Stock Option (right to buy)F3 | $11.58 | Nov 21, 2016 | M | 800 | D | — | Mar 15, 2022 | Common Stock | 800 | 0 | D |
| Non Qualified Stock Option (right to buy)F3 | $15.91 | Nov 21, 2016 | M | 4,820 | D | — | Feb 15, 2021 | Common Stock | 4,820 | 0 | D |
| Non Qualified Stock Option (right to buy)F3 | $17.29 | Nov 21, 2016 | M | 1,667 | D | — | Mar 15, 2020 | Common Stock | 1,667 | 0 | D |
Explanation of responses
- F1THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $31.75 TO $31.80 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.
- F2THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $31.60 TO $32.05 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.
- F3AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.