SEC Form 4 · accession 0001104659-16-157802
SANMINA CORP · SANM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert K Eulau
Officer — Executive VP, CFO
Period of report
Nov 2, 2015
Accepted (ET)
Nov 17, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2015 | M | 50,000 | $0.00 | A | 240,000 | D | |
| Common StockF3 | Nov 15, 2016 | F | 26,090 | $31.20 | D | 213,910 | D | |
| Common StockF4 | Nov 15, 2016 | F | 52,180 | $31.20 | D | 161,730 | D | |
| Common StockF5,F6 | Nov 15, 2016 | A | 50,000 | $31.20 | A | 211,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF2,F1 | — | Nov 2, 2015 | M | 50,000 | D | — | Dec 31, 2016 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1DATE OF ACHIEVEMENT OF PERFORMANCE CONDITION UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013. PERFORMANCE STOCK UNITS VESTED IN FULL ON NOVEMBER 15, 2016.
- F2EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.
- F3SHARES WITHHELD BY REGISTRANT TO SATISFY TAX WITHHOLDING REQUIREMENTS ON VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013.
- F4SHARES WITHHELD BY REGISTRANT TO SATISFY TAX WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON NOVEMBER 15, 2012 AND NOVEMBER 15, 2013.
- F5EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.
- F6THE RESTRICTED STOCK UNITS VEST IN FULL ON NOVEMBER 15, 2020.