SEC Form 4 · accession 0001104659-16-157801
SANMINA CORP · SANM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Robert Anderson
Officer — SVP & Corp Controller
Period of report
Nov 2, 2015
Accepted (ET)
Nov 17, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2015 | M | 10,000 | $0.00 | A | 42,500 | D | |
| Common StockF3 | Nov 15, 2016 | F | 3,825 | $31.20 | D | 38,675 | D | |
| Common StockF4 | Nov 15, 2016 | F | 8,456 | $31.20 | D | 30,219 | D | |
| Common StockF5,F6 | Nov 15, 2016 | A | 7,000 | $31.20 | A | 37,219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF2,F1 | — | Nov 2, 2015 | M | 10,000 | D | — | Dec 31, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1DATE OF ACHIEVEMENT OF PERFORMANCE CONDITION UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013. PERFORMANCE STOCK UNITS VESTED IN FULL ON NOVEMBER 15, 2016.
- F2EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.
- F3SHARES WITHHELD BY REGISTRANT TO SATISFY TAX WITHHOLDING REQUIREMENTS ON VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013.
- F4SHARES WITHHELD BY REGISTRANT TO SATISFY TAX WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON NOVEMBER 15, 2012 AND NOVEMBER 15, 2013.
- F5EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.
- F6THE RESTRICTED STOCK UNITS VEST IN FULL ON NOVEMBER 15, 2020.