SEC Form 4 · accession 0001104659-16-155857
SANMINA CORP · SANM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil R Bonke
Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 1,667 | $23.46 | A | 24,982 | D | |
| Common StockF1 | Nov 7, 2016 | S | 1,667 | $28.7145 | D | 23,315 | D | |
| Common Stock | Nov 7, 2016 | M | 8,598 | $17.06 | A | 31,913 | D | |
| Common StockF1 | Nov 7, 2016 | S | 8,598 | $28.7145 | D | 23,315 | D | |
| Common Stock | Nov 7, 2016 | M | 4,820 | $15.91 | A | 28,135 | D | |
| Common StockF1 | Nov 7, 2016 | S | 4,820 | $28.7145 | D | 23,315 | D | |
| Common Stock | Nov 7, 2016 | M | 1,667 | $17.29 | A | 24,982 | D | |
| Common StockF1 | Nov 7, 2016 | S | 1,667 | $28.7145 | D | 23,315 | D | |
| Common Stock | Nov 8, 2016 | M | 7,181 | $24.14 | A | 30,496 | D | |
| Common Stock | Nov 8, 2016 | S | 7,181 | $28.6668 | D | 23,315 | D | |
| Common StockF3 | holding | — | — | — | 25,160 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $23.46 | Nov 7, 2016 | M | 1,667 | D | — | Feb 26, 2017 | Common Stock | 1,667 | 0 | D |
| Non Qualified Stock Option (right to buy)F2 | $17.06 | Nov 7, 2016 | M | 8,598 | D | — | Mar 17, 2024 | Common Stock | 8,598 | 0 | D |
| Non Qualified Stock Option (right to buy)F2 | $15.91 | Nov 7, 2016 | M | 4,820 | D | — | Feb 15, 2021 | Common Stock | 4,820 | 0 | D |
| Non Qualified Stock Option (right to buy)F2 | $17.29 | Nov 7, 2016 | M | 1,667 | D | — | Mar 15, 2020 | Common Stock | 1,667 | 0 | D |
| Non Qualified Stock Option (right to buy)F2 | $24.14 | Nov 8, 2016 | M | 7,181 | D | — | Mar 16, 2025 | Common Stock | 7,181 | 0 | D |
Explanation of responses
- F1THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $28.705 TO $28.80 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.
- F2AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.
- F3REPRESENTS SHARES HELD BY SELF AS TRUSTEE FOR THE NEIL AND KAREN BONKE LIVING TRUST.