SEC Form 4 · accession 0001104659-16-154550
SANMINA CORP · SANM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jure Sola
Officer — Chairman and CEO · Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | M | 200,000 | $0.00 | A | 592,686 | D | |
| Common Stock | Nov 1, 2016 | M | 100,000 | $0.00 | A | 692,686 | D | |
| Common StockF3 | Nov 1, 2016 | F | 151,345 | $28.10 | D | 541,341 | D | |
| Common Stock | holding | — | — | — | 243,072 | I | Sola 2012 Heritage Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF4,F1 | — | Nov 1, 2016 | M | 200,000 | D | — | Dec 31, 2016 | Common Stock | 200,000 | 0 | D |
| Performance RightsF4,F2 | — | Nov 1, 2016 | M | 100,000 | D | — | Dec 31, 2018 | Common Stock | 100,000 | 300,000 | D |
Explanation of responses
- F1VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013.
- F2VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 16, 2015.
- F3SHARES WITHHELD BY REGISTRANT TO SATISFY MINIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF PERFORMANCE STOCK UNITS.
- F4EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.