SEC Form 4 · accession 0001104659-16-142285
SANMINA CORP · SANM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Goldsberry
Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 29, 2016 | S | 5,862 | $26.5978 | D | 29,505 | D | |
| Common Stock | Aug 29, 2016 | M | 5,649 | $11.58 | A | 35,154 | D | |
| Common StockF1 | Aug 29, 2016 | S | 5,649 | $26.5809 | D | 29,505 | D | |
| Common Stock | Aug 29, 2016 | M | 1,667 | $9.78 | A | 31,172 | D | |
| Common StockF1 | Aug 29, 2016 | S | 1,667 | $26.5809 | D | 29,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $11.58 | Aug 29, 2016 | M | 5,649 | D | — | Mar 15, 2022 | Common Stock | 5,649 | 0 | D |
| Non Qualified Stock Option (right to buy)F2 | $9.78 | Aug 29, 2016 | M | 1,667 | D | — | Feb 15, 2018 | Common Stock | 1,667 | 0 | D |
Explanation of responses
- F1THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $26.50 TO $26.78 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.
- F2AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.