SEC Form 4 · accession 0000897429-18-000039
CHICOS FAS INC · CHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd E. Vogensen
Officer — EVP-Chief Financial Officer
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | A | 40,530 | $0.00 | A | 140,739 | D | |
| Common StockF2 | Mar 1, 2018 | A | 32,452 | $0.00 | A | 173,191 | D | |
| Common StockF3 | Mar 1, 2018 | F | 9,776 | $9.87 | D | 163,415 | D | |
| Common StockF3 | Mar 1, 2018 | F | 4,684 | $9.87 | D | 158,731 | D | |
| Common StockF3 | Mar 2, 2018 | F | 2,217 | $9.63 | D | 156,514 | D | |
| Common StockF3 | Mar 2, 2018 | F | 2,880 | $9.63 | D | 153,634 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award which vests 1/3 each year beginning on 3/1/2019.
- F2Represents the settlement of performance share units (PSUs) previously granted to the reporting person based on the achievement of performance goals during the requisite performance period. These shares vest 1/3 on 03/01/2019 and 2/3's on 03/01/2020.
- F3Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock.