SEC Form 4 · accession 0000897429-17-000040
CHICOS FAS INC · CHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd E. Vogensen
Officer — EVP-Chief Financial Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | A | 42,200 | $0.00 | A | 127,307 | D | |
| Common StockF2 | Mar 1, 2017 | A | 35,706 | $0.00 | A | 163,013 | D | |
| Common StockF3 | Mar 1, 2017 | F | 4,493 | $14.22 | D | 158,520 | D | |
| Common StockF3 | Mar 1, 2017 | F | 4,993 | $14.22 | D | 153,527 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award which vests 1/3 each year beginning on 3/1/2018
- F2Represents the settlement of performance share units (PSUs) previously granted to the reporting person based on the achievement of performance goals during the requisite performance period. These shares vest 1/3 each year beginning on 03/01/2017.
- F3Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock.