SEC Form 4 · accession 0000897429-17-000039
CHICOS FAS INC · CHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelley G. Broader
Officer — President and CEO · Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | A | 228,560 | $0.00 | A | 708,375 | D | |
| Common StockF2 | Mar 1, 2017 | A | 290,047 | $0.00 | A | 998,422 | D | |
| Common StockF3 | Mar 1, 2017 | F | 40,559 | $14.22 | D | 957,863 | D | |
| Common StockF3 | Mar 1, 2017 | F | 36,213 | $14.22 | D | 921,650 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award which vests 1/3 each year beginning on 3/1/2018
- F2Represents the settlement of performance share units (PSUs) previously granted to the reporting person based on the achievement of performance goals during the requisite performance period. These shares vest 1/3 each year beginning on 03/01/2017.
- F3Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock.