SEC Form 4 · accession 0000897429-15-000073
CHICOS FAS INC · CHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent A Kleeberger
Officer — EVP- COO
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | F | 2,593 | $18.13 | D | 223,746 | D | |
| Common Stock | Mar 4, 2015 | M | 5,000 | $10.49 | A | 228,746 | D | |
| Common Stock | Mar 4, 2015 | M | 10,000 | $13.69 | A | 238,746 | D | |
| Common StockF2 | Mar 4, 2015 | S | 15,000 | $18.1014 | D | 223,746 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $10.49 | Mar 4, 2015 | M | 5,000 | D | — | Dec 7, 2017 | Common Stock | 5,000 | 0 | D |
| Employee Stock OptionsF4 | $13.69 | Mar 4, 2015 | M | 10,000 | D | — | Feb 24, 2021 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock.
- F2This transaction was executed in multiple trades at prices ranging from $18.08 to $18.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Vests 1/3 each year beginning on 12/7/2008.
- F4Vests 1/3 each year beginning on 2/24/2012.