SEC Form 4 · accession 0000897429-15-000058
CHICOS FAS INC · CHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Van Brunt
Officer — Brand President - Soma
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 30,000 | $11.98 | A | 292,459 | D | |
| Common Stock | Feb 27, 2015 | M | 40,000 | $13.69 | A | 332,459 | D | |
| Common StockF1 | Feb 27, 2015 | S | 70,000 | $18.0957 | D | 262,459 | D | |
| Common Stock | Mar 1, 2015 | F | 2,639 | $18.23 | D | 259,820 | D | |
| Common StockF3 | Mar 2, 2015 | A | 32,920 | $0.00 | A | 292,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $11.98 | Feb 27, 2015 | M | 30,000 | D | — | May 20, 2020 | Common Stock | 30,000 | 0 | D |
| Employee Stock OptionsF5 | $13.69 | Feb 27, 2015 | M | 40,000 | D | — | Feb 24, 2021 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $18.045 to $18.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock.
- F3Restricted stock award which vests 1/3 each year beginning on 3/2/2016.
- F4Vests 1/3 each year beginning 5/20/2011.
- F5Vests 1/3 each year beginning 2/24/2012.