SEC Form 4 · accession 0001578259-15-000006
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND · NMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 12, 2014
Accepted (ET)
Jan 7, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF17,F1,F2 | Jun 12, 2014 | P | 5,950 | $13.2375 | A | 1,078,857 | D | |
| Common SharesF17,F1,F3 | Jun 13, 2014 | P | 1,547 | $13.161 | A | 1,080,404 | D | |
| Common SharesF17,F1 | Jun 16, 2014 | P | 2 | $16.15 | A | 1,080,406 | D | |
| Common SharesF17,F1,F4 | Jun 17, 2014 | P | 9,000 | $13.1838 | A | 1,089,406 | D | |
| Common SharesF17,F1,F5 | Jun 18, 2014 | P | 66,813 | $13.1838 | A | 1,156,219 | D | |
| Common SharesF17,F1,F6 | Jun 20, 2014 | P | 4,100 | $13.28 | A | 1,160,319 | D | |
| Common SharesF17,F1,F7 | Jun 23, 2014 | P | 5,300 | $13.3064 | A | 1,165,619 | D | |
| Common SharesF17,F1,F8 | Jun 24, 2014 | P | 8,000 | $13.3435 | A | 1,173,619 | D | |
| Common SharesF17,F1 | Jun 25, 2014 | P | 147 | $13.4422 | A | 1,173,766 | D | |
| Common SharesF17,F1 | Jun 27, 2014 | P | 5,000 | $13.3512 | A | 1,178,766 | D | |
| Common SharesF17,F1,F9 | Jun 30, 2014 | P | 5,299 | $13.3487 | A | 1,184,065 | D | |
| Common SharesF17,F1,F10 | Jul 1, 2014 | P | 12,901 | $13.3241 | A | 1,196,966 | D | |
| Common SharesF17,F11 | Jul 1, 2014 | P | 5,700 | $13.3909 | A | 181,775 | I | By spouse |
| Common SharesF17,F11 | Jul 2, 2014 | P | 2,400 | $13.1541 | A | 184,175 | I | By spouse |
| Common SharesF17,F12 | Jul 2, 2014 | P | 15,000 | $13.3954 | A | 15,000 | I | By Gerald M. Fels Trust |
| Common SharesF17,F13 | Jul 2, 2014 | P | 15,000 | $13.3961 | A | 15,000 | I | By Laura Green Trust |
| Common SharesF17,F12 | Jul 3, 2014 | P | 5,000 | $13.441 | A | 20,000 | I | By Gerald M. Fels Trust |
| Common SharesF17,F13 | Jul 3, 2014 | P | 5,000 | $13.4412 | A | 20,000 | I | By Laura Green Trust |
| Common SharesF17,F1,F14 | Jul 7, 2014 | P | 14,799 | $13.4467 | A | 1,211,765 | D | |
| Common SharesF17,F15,F16 | Aug 5, 2014 | P | 20,000 | $13.0821 | A | 204,175 | I | By spouse |
| Common SharesF17,F12 | Aug 5, 2014 | P | 2,500 | $13.1616 | A | 22,500 | I | By Gerald M. Fels Trust |
| Common SharesF17,F13 | Aug 5, 2014 | P | 700 | $13.0743 | A | 20,700 | I | By Laura Green Trust |
| Common SharesF17,F12 | Aug 6, 2014 | P | 7,500 | $13.2516 | A | 30,000 | I | By Gerald M. Fels Trust |
| Common SharesF17,F13 | Aug 6, 2014 | P | 9,300 | $13.2508 | A | 30,000 | I | By Laura Green Trust |
| Common SharesF17,F16 | Aug 7, 2014 | P | 19 | $13.4211 | A | 204,194 | I | By spouse |
| Common SharesF17,F12 | Aug 7, 2014 | P | 1,918 | $13.1929 | A | 31,918 | I | By Gerald M. Fels Trust |
| Common SharesF17,F13 | Aug 7, 2014 | P | 1,204 | $13.2467 | A | 31,204 | I | By Laura Green Trust |
| Common SharesF17,F12 | Aug 8, 2014 | P | 2,794 | $13.3286 | A | 34,712 | I | By Gerald M. Fels Trust |
| Common SharesF17,F13 | Aug 8, 2014 | P | 3,404 | $13.3046 | A | 34,608 | I | By Laura Green Trust |
| Common SharesF17,F12 | Aug 11, 2014 | P | 288 | $13.5486 | A | 35,000 | I | By Gerald M. Fels Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned directly by Gerald Fels. Marilyn Fels disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.29 to $13.3586, inclusive.
- F11These shares are owned directly by Marilyn Fels and were previously reported in her Form 3. Gerald Fels disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F12The reporting persons are trustees of the Gerald M. Fels Trust, for which the reporting persons' son, Gerald M. Fels, is the sole benficiary. The reporting persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
- F13The reporting persons are trustees of the Laura Green Trust, for which the reporting persons' daughter, Laura Green, is the sole benficiary. The reporting persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.3711 to $13.5159, inclusive.
- F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.01 to $13.10, inclusive.
- F16These shares are owned directly by Marilyn Fels. Gerald Fels disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F17Price includes commission paid to brokers. The reporting persons undertake to provide NMT, any security holder of NMT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the amount of commissions paid.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1523 to $13.2859, inclusive. The reporting persons undertake to provide NMT, any security holder of NMT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 10, 14 and 15 of this Form 4, which price ranges include commissions paid to brokers.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1550 to $13.1710, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1560 to $13.1960, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0998 to $13.2859, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.2399 to $13.3299, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.2984 to $13.3599, inclusive.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.3298 to $13.3515, inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.3191 to $13.3524, inclusive.