SEC Form 4 · accession 0000897077-18-000063
ALAMO GROUP INC · ALG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A Robinson
Officer — President & CEO · Director
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2018 | M | 6,750 | $42.70 | A | 246,209 | D | |
| Common Stock | May 9, 2018 | A | 11,000 | $0.00 | A | 257,209 | D | |
| Common Stock | May 9, 2018 | F | 1,966 | $94.59 | D | 255,243 | D | |
| Common Stock | May 11, 2018 | F | 983 | $93.64 | D | 254,260 | D | |
| Common StockF1 | May 9, 2018 | S | 3,919 | $91.2515 | D | 250,341 | D | |
| Common StockF2 | May 9, 2018 | S | 1,000 | $92.94 | D | 249,341 | D | |
| Common StockF3 | May 9, 2018 | S | 1,381 | $93.6662 | D | 247,960 | D | |
| Common StockF4 | May 9, 2018 | S | 200 | $94.675 | D | 247,760 | D | |
| Common StockF5 | May 10, 2018 | S | 5,700 | $93.2143 | D | 242,060 | D | |
| Common StockF6 | May 10, 2018 | S | 800 | $93.7363 | D | 241,260 | D | |
| Common StockF7 | May 11, 2018 | S | 6,500 | $94.2914 | D | 234,760 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F8 | $42.70 | May 10, 2018 | M | 6,750 | D | May 6, 2014 | May 6, 2023 | Common Stock | 6,750 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $90.86 to $91.66, inclusive. The reporting person undertakes to provide to Alamo Group Inc, any security holder of Alamo Group Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1), (2), (3), (4), (5), (6), and (7) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.49 to $93.46, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.50 to $93.87, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.60 to $94.75, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.69 to $93.625, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.73 to $93.74, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.00 to $94.53, inclusive.
- F8Employee stock option granted pusuant to the Alamo Group 2009 Incentive Plan Non-Qualified Stock Option Agreement. Option vests in 5 equal annual installments beginning on May 6, 2014.
Remarks
Ex. 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 4 filed by the reporting person on May 11, 2016)