SEC Form 4 · accession 0000897077-17-000096
ALAMO GROUP INC · ALG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Edward Malone
Officer — Executive VP & CFO
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 1,200 | $11.45 | A | 11,950 | D | |
| Common StockF1 | Jun 12, 2017 | S | 950 | $90.7494 | D | 11,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.45 | Jun 9, 2017 | M | 1,200 | D | May 11, 2010 | May 11, 2019 | Common Stock | 1,200 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.69 to $90.79, inclusive. The reporting person undertakes to provide to Alamo Group Inc, any security holder of Alamo Group Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.
- F2Employee stock option granted purusant to the Alamo Group Inc. First Amended and Restated 1999 Non-Qualified Stock Option Plan. The option vests in 5 equal annual installments beginning on May 11, 2010.
Remarks
Ex. 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 4 filed by the reporting person on May 11, 2016)