SEC Form 4 · accession 0000897077-17-000036
ALAMO GROUP INC · ALG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery Allen Leonard
Officer — EVP Industrial Division
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2017 | S | 900 | $74.8139 | D | 2,600 | D | |
| Common Stock | Mar 29, 2017 | M | 2,000 | $32.76 | A | 4,600 | D | |
| Common StockF2 | Mar 30, 2017 | S | 1,100 | $76.858 | D | 3,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $32.76 | Mar 29, 2017 | M | 2,000 | D | May 8, 2013 | May 8, 2022 | Common Stock | 2,000 | 6,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.75 to $74.87, inclusive. The reporting person undertakes to provide to Alamo Group Inc, any security holder of Alamo Group Inc, or the staff of the Securities andExchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.56 to $77.25, inclusive. The reporting person undertakes to provide to Alamo Group Inc, any security holder of Alamo Group Inc, or the staff of the Securities andExchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.
- F3Employee stock option granted pursuant to the Alamo Group Inc. 2005 Incentive Stock Option Plan. The option vest in 5 equal annual installments beginning on May 8, 2013.
Remarks
Ex. 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 4 filed by the reporting person on May 11, 2016)