SEC Form 4 · accession 0000897077-16-000159
ALAMO GROUP INC · ALG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Edward Malone
Officer — Executive VP & CFO
Period of report
Jun 20, 2016
Accepted (ET)
Jun 20, 2016 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2016 | M | 2,400 | $11.45 | A | 11,332 | D | |
| Common StockF1 | Jun 20, 2016 | S | 1,400 | $64.65 | D | 9,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.45 | Jun 20, 2016 | M | 2,400 | D | May 11, 2010 | May 11, 2019 | Common Stock | 2,400 | 2,400 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.36 to $65.16, inclusive.
- F2Employee stock option granted purusant to the Alamo Group Inc. First Amended and Restated 1999 Non-Qualified Stock Option Plan. The option vests in 5 equal annual installments beginning on May 11, 2010.
Remarks
Ex. 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 4 filed by the reporting person on May 11, 2016)