SEC Form 4 · accession 0001567619-19-001591
Destination Maternity Corp · DEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Helkey
Officer — CFO and COO
Period of report
Jan 23, 2019
Accepted (ET)
Jan 24, 2019 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896985
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $3.17 | Jan 23, 2019 | A | 19,666 | A | — | Jan 23, 2029 | Common Stock | 19,666 | 19,666 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 23, 2019 | A | 12,618 | A | — | — | Common Stock | 12,618 | 12,618 | D |
Explanation of responses
- F1The employee stock options vest and are exercisable in four (4) equal annual installments beginning January 21, 2020.
- F2Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's common stock.
- F3The restricted stock units vest in four (4) equal annual installments beginning January 21, 2020. Shares of the Issuer's common stock will be delivered within thirty (30) days of each vesting date.