SEC Form 4 · accession 0001567619-18-005080
Destination Maternity Corp · DEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marla A. Ryan
Officer — Chief Executive Officer · Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 21,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $5.30 | Nov 1, 2018 | A | 71,985 | A | — | Oct 31, 2028 | Common Stock | 71,985 | 71,985 | D |
| Restricted Stock UnitsF2,F3 | — | Nov 1, 2018 | A | 30,188 | A | — | — | Common Stock | 30,188 | 30,188 | D |
Explanation of responses
- F1The stock options vest and are exercisable in four (4) equal annual installments beginning November 1, 2019.
- F2Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's common stock.
- F3The restricted stock units vest in four (4) equal annual installments beginning November 1, 2019. Shares of the Issuer's common stock will be delivered within thirty (30) days of each vesting date.