SEC Form 4 · accession 0001209191-16-111813
Destination Maternity Corp · DEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2016 | A | 4,160 | $0.00 | A | 9,760 | D | |
| Common StockF2 | holding | — | — | — | 327,412 | I | Shares held by Voce Capital Management LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 30, 2016, 4,160 shares of restricted stock were issued to the Reporting Person by the Issuer. These shares vest on the earlier of: (1) the end of the day immediately prior to the Issuer's Annual Meeting of Stockholders held in 2017; (b) the end of the Reporting Person's service on the Issuer's Board of Directors other than via resignation; and (c) a change in control of the Issuer (as defined in the Issuer's Amended and Restated 2005 Equity Incentive Plan).
- F2The Reporting Person is Managing Partner of Voce Capital Management LLC and disclaims beneficial ownership of the shares owned by Voce Capital Management LLC except to the extent of his pecuniary interest therein.