SEC Form 4 · accession 0001209191-15-005138
Destination Maternity Corp · DEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Schwartz Jr.
Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2015 | M | 5,545 | $6.86 | A | 39,413 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3,F2 | $6.86 | Jan 16, 2015 | D | 4,455 | D | — | Jan 21, 2015 | Common Stock | 4,455 | 5,545 | D |
| Stock Options (Right to Buy)F2 | $6.86 | Jan 16, 2015 | M | 5,545 | D | — | Jan 21, 2015 | Common Stock | 5,545 | 0 | D |
| Stock Options (Right to Buy)F4 | $6.48 | holding | — | — | — | — | Jan 20, 2016 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Includes 4,000 shares of unvested restricted stock issued to the Reporting Person by the Issuer on January 24, 2014, which shares vest on the earlier of: (1) one year from the date of grant; or (2) one day before the Issuer's 2015 Annual Meeting of Stockholders.
- F2The options were fully vested and exercisable on January 21, 2005.
- F3The inherent value of the shares underlying these options being surrendered to the Issuer is being applied to pay the exercise price for the option exercise reported in the next line in this Table II.
- F4The options were fully vested and exercisable on January 20, 2006.