SEC Form 4 · accession 0000919574-19-000485
Destination Maternity Corp · DEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | Jan 15, 2019 | P | 10,322 | $3.0414 | A | 117,817 | I | See Footnote |
| Common Stock, par value $.01 per shareF2 | Jan 16, 2019 | P | 9,940 | $3.1978 | A | 127,757 | I | See Footnote |
| Common Stock, par value $.01 per shareF2 | Jan 17, 2019 | P | 7,500 | $3.3065 | A | 135,257 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 3 filed by the Reporting Persons incorrectly listed beneficial ownership of 147,495 shares. The correct number of shares beneficially owned by the Reporting Persons was 107,495.
- F2These securities are owned directly by clients of Kingdon Capital Management, L.L.C. ("Kingdon Capital") and may be deemed to be indirectly beneficially owned by Kingdon Capital and Mark Kingdon, the managing member of Kingdon Capital.
Remarks
Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Kingdon Capital and Mr. Kingdon may each be deemed to be a director-by-deputization by virtue of Christopher Morgan, an analyst at Kingdon Capital, serving on the board of directors of the issuer. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.