SEC Form 4 · accession 0001140361-17-036158
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Cook
Officer — Chair of Executive Committee · Director
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 19, 2017 | S | 12,080 | $144.1103 | D | 12,351,885 | I | By Trusts |
| Common StockF3 | Sep 19, 2017 | S | 114,926 | $145.2382 | D | 12,236,959 | I | By Trusts |
| Common StockF4 | Sep 19, 2017 | S | 24,159 | $145.7501 | D | 12,212,800 | I | By Trusts |
| Common StockF5 | Sep 20, 2017 | S | 16,147 | $144.7058 | D | 12,196,653 | I | By Trusts |
| Common StockF6,F7 | Sep 20, 2017 | S | 16,021 | $145.2678 | D | 12,180,632 | I | By Trusts |
| Common StockF8 | holding | — | — | — | 152,001 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.
- F2This transaction was executed in multiple trades ranging from $143.59 to $144.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $144.59 to $145.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $145.59 to $146.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $144.05 to $145.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $145.04 to $145.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7Shares held by trusts as follows: 10,486,764 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 1,650,000 shares held by the 2017 Cook-Ostby CRUT.
- F8Trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.