SEC Form 4 · accession 0001140361-16-073303

INTUIT INC. · INTU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Chief Financial Officer

Period of report

Jul 21, 2016

Accepted (ET)

Jul 25, 2016 · 7:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000896878

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1	$113.19	Jul 21, 2016	A	84,153	A	—	Jul 20, 2023	Common Stock	84,153	84,153	D
Restricted Stock Units^F2,F3,F4,F5	—	Jul 21, 2016	A	14,356	A	—	—	Common Stock	14,356	14,356	D
Restricted Stock Unit (performance-based vesting)^F2,F6,F3,F5	—	Jul 21, 2016	A	29,289	A	—	—	Common Stock	29,289	29,289	D

F1One-third of the options vest on the one-year anniversary of the grant date, and thereafter 2.778% of the options vest on each monthly anniversary of the first vesting date until 100% vested.
F2Dividend rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares.
F31-for-1.
F4One-third of the RSUs vest on each of 7/21/2017, 7/21/2018, and 7/21/2019 provided a pre-determined one year operating goal threshold is achieved.
F5RSUs have no expiration date; they either vest or are canceled prior to the vest date.
F6The target number of units subject to the award is presented in the table; the number that vests may be 0%- 200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2019. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock.