SEC Form 4 · accession 0000896878-18-000216
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sasan K Goodarzi
Officer — EVP, GM SBSEG
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2018 | M | 53,000 | $63.11 | A | 90,837 | D | |
| Common StockF2 | Nov 21, 2018 | S | 12,058 | $195.0381 | D | 78,779 | D | |
| Common StockF3 | Nov 21, 2018 | S | 12,895 | $195.9699 | D | 65,884 | D | |
| Common StockF4 | Nov 21, 2018 | S | 17,030 | $197.1213 | D | 48,854 | D | |
| Common StockF5 | Nov 21, 2018 | S | 6,617 | $197.876 | D | 42,237 | D | |
| Common StockF6 | Nov 21, 2018 | S | 3,900 | $199.1944 | D | 38,337 | D | |
| Common StockF7 | Nov 21, 2018 | S | 500 | $199.782 | D | 37,837 | D | |
| Common Stock | Nov 21, 2018 | M | 23,526 | $56.52 | A | 61,363 | D | |
| Common StockF8 | Nov 21, 2018 | S | 4,723 | $194.988 | D | 56,640 | D | |
| Common StockF9 | Nov 21, 2018 | S | 4,850 | $196.0471 | D | 51,790 | D | |
| Common StockF10 | Nov 21, 2018 | S | 8,023 | $197.0708 | D | 43,767 | D | |
| Common StockF11 | Nov 21, 2018 | S | 3,920 | $197.8796 | D | 39,847 | D | |
| Common StockF12 | Nov 21, 2018 | S | 1,810 | $199.1909 | D | 38,037 | D | |
| Common StockF13 | Nov 21, 2018 | S | 200 | $199.76 | D | 37,837 | D | |
| Common StockF14 | Nov 21, 2018 | S | 2,809 | $196.1926 | D | 35,028 | D | |
| Common StockF15 | Nov 21, 2018 | S | 3,800 | $197.2132 | D | 31,228 | D | |
| Common StockF16 | Nov 21, 2018 | S | 1,900 | $198.07 | D | 29,328 | D | |
| Common StockF17 | Nov 21, 2018 | S | 800 | $199.4906 | D | 28,528 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F18 | $63.11 | Nov 21, 2018 | M | 53,000 | D | Jul 24, 2016 | Jul 23, 2020 | Common Stock | 53,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F18 | $56.52 | Nov 21, 2018 | M | 23,526 | D | Jul 25, 2015 | Jul 24, 2019 | Common Stock | 23,526 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2018.
- F10This transaction was executed in multiple trades ranging from $196.63 to $197.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F11This transaction was executed in multiple trades ranging from $197.63 to $198.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F12This transaction was executed in multiple trades ranging from $198.67 to $199.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F13This transaction was executed in multiple trades ranging from $199.73 to $199.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F14This transaction was executed in multiple trades ranging from $195.71 to $196.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F15This transaction was executed in multiple trades ranging from $196.73 to $197.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F16This transaction was executed in multiple trades ranging from $197.73 to $198.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F17This transaction was executed in multiple trades ranging from $198.90 to $199.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F18Represents the final vesting date for all stock options granted under this award.
- F2This transaction was executed in multiple trades ranging from $194.48 to $195.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $195.49 to $196.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $196.62 to $197.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $197.63 to $198.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $198.67 to $199.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades ranging from $199.67 to $200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades ranging from $194.39 to $195.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades ranging from $195.56 to $196.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.