SEC Form 4 · accession 0000896878-18-000215
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Cook
Officer — Chairman of Executive Comm. · Director
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Nov 21, 2018 | S | 4,700 | $195.1932 | D | 147,301 | I | By Trust |
| Common StockF5,F4 | Nov 21, 2018 | S | 7,141 | $196.1935 | D | 140,160 | I | By Trust |
| Common StockF6,F4 | Nov 21, 2018 | S | 7,762 | $197.0601 | D | 132,398 | I | By Trust |
| Common StockF7,F4 | Nov 21, 2018 | S | 20,577 | $198.3381 | D | 111,821 | I | By Trust |
| Common StockF8,F4 | Nov 21, 2018 | S | 23,287 | $199.0786 | D | 88,534 | I | By Trust |
| Common StockF9,F4 | Nov 21, 2018 | S | 12,534 | $200.0756 | D | 76,000 | I | By Trust |
| Common StockF10,F4 | Nov 23, 2018 | S | 34,110 | $195.7935 | D | 41,890 | I | By Trust |
| Common StockF11,F4 | Nov 23, 2018 | S | 22,250 | $196.705 | D | 19,640 | I | By Trust |
| Common StockF12,F4 | Nov 23, 2018 | S | 19,640 | $197.4738 | D | 0 | I | By Trust |
| Common StockF1 | holding | — | — | — | 9,920,032 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in trusts as follows: 9,876,164 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 and 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94. The reporting person is a trustee of each of these trusts.
- F10This transaction was executed in multiple trades ranging from $195.26 to $196.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F11This transaction was executed in multiple trades ranging from $196.26 to $197.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F12This transaction was executed in multiple trades ranging from $197.27 to $197.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Transaction effected pursuant to a 10b5-1 trading plan adopted in September 2018.
- F3This transaction was executed in multiple trades ranging from $194.66 to $195.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Shares held in trust for the benefit of family members, of which the reporting person is not a trustee but retains investment control.
- F5This transaction was executed in multiple trades ranging from $195.66 to $196.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $196.66 to $197.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades ranging from $197.68 to $198.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades ranging from $198.68 to $199.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades ranging from $199.68 to $200.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.