SEC Form 4 · accession 0000896878-18-000193
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP, Chief Technology Officer
Period of report
Sep 21, 2018
Accepted (ET)
Sep 25, 2018 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2018 | M | 2,158 | $113.19 | A | 4,048 | D | |
| Common Stock | Sep 21, 2018 | M | 1,493 | $135.35 | A | 5,541 | D | |
| Common StockF2 | Sep 21, 2018 | S | 1,421 | $220.6362 | D | 4,120 | D | |
| Common StockF3 | Sep 21, 2018 | S | 1,600 | $221.9281 | D | 2,520 | D | |
| Common StockF4 | Sep 21, 2018 | S | 630 | $222.6071 | D | 1,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $113.19 | Sep 21, 2018 | M | 2,158 | D | Sep 21, 2018 | Jul 20, 2023 | Common Stock | 2,158 | 21,579 | D |
| Non-Qualified Stock Option (right to buy)F5 | $135.35 | Sep 21, 2018 | M | 1,493 | D | Sep 20, 2018 | Jul 19, 2024 | Common Stock | 1,493 | 32,844 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in December 2017.
- F2This transaction was executed in multiple trades ranging from $220.25 to $221.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $221.25 to $222.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $222.25 to $223.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Represents latest vesting date for the options exercised.